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Neal Shikes

Nov 3, 20211 min read

ERISA Prudence Demands Healthy ESG Skepticism

Neal Shikes

May 26, 20211 min read

ERISA Prudence, Methodology and the Aggregate of Outcomes

Neal Shikes

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Are You A Trusted Fiduciary?

Neal Shikes

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Reg BI and DOL Fiduciary Rule: Harmonizing Two Rules that Fullfill Lower Standards

Neal Shikes

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The Small Business Retirement Plan Journey: Challenges

Neal Shikes

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The Future of Annuities for DC Plan Participants

Neal Shikes

Oct 22, 20191 min read

Cassell v. Vanderbilt University: Nonmonetary Remedies

Neal Shikes

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Regulation Best Interest: A Re-branding of FINRA

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Business Decisions are not necessarily Fiduciary Decisions

Neal Shikes

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Autopsy of a Certified ERISA Class Action: Beach -v- JPMorgan Chase Bank

Neal Shikes

May 20, 20193 min read

ERISA Class Actions and Plan Sponsors Fail for the Same Reasons

Neal Shikes

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Focus on Procedure Can Help Protect Against Fiduciary Errors

Neal Shikes

May 2, 20192 min read

The Fintech Elevator Speech

Neal Shikes

Mar 18, 20192 min read

A Cascading Behavioral Roadmap for Fulfilling Fiduciary Duties

Neal Shikes

Jan 18, 20191 min read

Prudence and Procedure in the Context of Protecting Against ERISA Class Actions

Neal Shikes

Jan 8, 20192 min read

ERISA Class Actions: A Good Defense is the Best Offense

Neal Shikes

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Watch Out for Self-Serving Information on Retirement Plans

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Fiduciary Science

Neal Shikes

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Autopsy of a Failed ERISA Class Action: Wells Fargo

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ERISA Prudence Demands Healthy ESG Skepticism

ERISA Prudence, Methodology and the Aggregate of Outcomes

Are You A Trusted Fiduciary?

Reg BI and DOL Fiduciary Rule: Harmonizing Two Rules that Fullfill Lower Standards

The Small Business Retirement Plan Journey: Challenges

The Future of Annuities for DC Plan Participants

Cassell v. Vanderbilt University: Nonmonetary Remedies

Regulation Best Interest: A Re-branding of FINRA

Business Decisions are not necessarily Fiduciary Decisions

Autopsy of a Certified ERISA Class Action: Beach -v- JPMorgan Chase Bank

ERISA Class Actions and Plan Sponsors Fail for the Same Reasons

Focus on Procedure Can Help Protect Against Fiduciary Errors

The Fintech Elevator Speech

A Cascading Behavioral Roadmap for Fulfilling Fiduciary Duties

Prudence and Procedure in the Context of Protecting Against ERISA Class Actions

ERISA Class Actions: A Good Defense is the Best Offense

Watch Out for Self-Serving Information on Retirement Plans

Fiduciary Science

Autopsy of a Failed ERISA Class Action: Wells Fargo

George Washington Tells Court 403bs Cannot Be Compared to 401ks: Yes, it Can