Neal ShikesJul 311 minAre You A Trusted Fiduciary?What are the basic questions that fiduciaries of Employer Sponsored Retirement Plans should be asking?
Neal ShikesJul 151 minReg BI and DOL Fiduciary Rule: Harmonizing Two Rules that Fullfill Lower StandardsHarmonizing rules and regs that meet a lower standard, a non-fiduciary one, does not provide improved or additional protection to investors
Neal ShikesJan 131 minThe Small Business Retirement Plan Journey: ChallengesThe Plan Sponsor's odyssey for designing and maintaining a retirement plan is an arduous one.
Neal ShikesOct 22, 20191 minCassell v. Vanderbilt University: Nonmonetary RemediesWith retirement plan litigation settlements, the most telling detail and the true value to participants is in the nonmonetary terms.
Neal ShikesJul 3, 20191 minBusiness Decisions are not necessarily Fiduciary DecisionsBusiness Decisions are not necessarily Fiduciary Decisions
Neal ShikesJun 19, 20191 minAutopsy of a Certified ERISA Class Action: Beach -v- JPMorgan Chase BankIn a recent ERISA Class Action filing, the Southern District of NY Court certified a case against JPMorgan Chase
Neal ShikesMay 20, 20193 minERISA Class Actions and Plan Sponsors Fail for the Same ReasonsEmployer Sponsors of Retirement Plans and plaintiff attorneys for ERISA Class Actions must have access to the same skill-sets
Neal ShikesMay 7, 20191 minFocus on Procedure Can Help Protect Against Fiduciary Errorshttps://www.plansponsor.com/exclusives/focus-procedure-can-help-protect-fiduciary-errors/
Neal ShikesMay 2, 20192 minThe Fintech Elevator SpeechOftentimes, I advise various financial service participants on fintech. Sometimes, I consult with business advisory firms or other consul...
